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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-26
TX RA APPROVED_RES 2017-04-27
CA RA APPROVED 2017-04-26
  • NC RA
    APPROVED
    Since 2022-10-26
  • TX RA
    APPROVED_RES
    Since 2017-04-27
  • CA RA
    APPROVED
    Since 2017-04-26

Branch Locations

100 N Tryon St, Charlotte, NC 28255 • United States

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 10/2014 Present
Bank Of America, N.A. Sacramento CA 10/2014 Present
Kare Learning Center Sacramento CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-01
  • S66 Uniform Combined State Law Examination
    2014-04-01
Other Names
  • Peter L Huynh
  • Long H Huynh
  • Peter Huynh

View on SEC IAPD

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