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Matthew Smith

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • AL RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 08/2012 09/2025
Bank Of America, N.A. Birmingham AL 02/2013 09/2025
Morgan Stanley Smith Barney Llc Birmingham AL 09/2025 Present
Morgan Stanley Private Bank, N.A New York NY 10/2025 Present
  • 08/2012 → 09/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Birmingham, AL
  • 02/2013 → 09/2025
    Bank Of America, N.A.
    Birmingham, AL
  • 09/2025 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 10/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-07
  • S66 Uniform Combined State Law Examination
    2012-11-07
Other Names
  • Matthew Jennings Smith
  • Matt Smith
  • Matthew J Smith

View on SEC IAPD

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