Jason Edward Hughes

Current Employers

Employment History

• 09/2012 → 04/2025
  Ubs Financial Services Inc.
  Sarasota, FL
• 04/2025 → Present
  Rbc Capital Markets, Llc
  Sarasota, FL

Previous Registrations

• 2012-09-12 → 2025-05-13
  Ubs Financial Services Inc.
  Sarasota, FL
• 2009-06-01 → 2012-09-21
  Morgan Stanley
  Sarasota, FL
  Sarasota, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Sarasota, FL
• 2005-09-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Sarasota, FL
  Sarasota, FL
• 2001-02-08 → 2005-09-23
  Legg Mason Wood Walker, Incorporated
  Sarasota, FL

Other Businesses

(1) NAME OF ENTITY: Church of the Redeemer ADDRESS: 222 S Palm Avenue Sarasota Florida 34236 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: Jan 01, 2025 CAPACITY: Committee/Council Member DUTIES: Chairman of the Endowment Committee, responsible for scheduling quarterly meetings to review investment performance and make recommendations to the Vestry HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Pines Of Sarasota, Inc. ADDRESS: 1501 N Orange Ave Sarasota Florida 34236 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2025 CAPACITY: Board of Directors DUTIES: Leadership, strategic goal setting, and evaluation HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Hu3, LLC. ADDRESS: 1635 Cunliff Ln Sarasota Florida 34239 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Mar 31, 2026 CAPACITY: Other DUTIES: Rental Properties HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-16
• S63 Uniform Securities Agent State Law Examination
  2000-08-10

Designations