Karl R Breitenstine

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 01/2013 → Present
  Bank Of America, N.A.
  Bellevue, WA

Other Businesses

I*926261 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: San Antonio, Texas, 78258 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-11-16
• S65 Uniform Investment Adviser Law Examination
  2012-05-24

Other Names

• Karl Roy Breitenstine