Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-26 |
| AZ | RA | APPROVED | 2023-07-19 |
| CA | RA | APPROVED | 2023-07-19 |
| CO | RA | APPROVED | 2023-07-19 |
| KS | RA | APPROVED | 2023-07-19 |
| NV | RA | APPROVED | 2023-07-19 |
| NJ | RA | APPROVED | 2023-07-19 |
| NY | RA | APPROVED | 2023-07-19 |
| SC | RA | APPROVED | 2023-07-19 |
Branch Locations
7310 E Arapahoe Rd, Centennial, CO 80112 • United States
Greenwood Village, CO • United States
9335 East County Line Road, Centennial, CO 80112-3539 • United States
146 G Street, Salida, CO 81201 • United States
201 N Main, Gunnison, CO 81230 • United States
953 Swede Gulch Rd, Evergreen, CO 80401 • United States
2200 E Arapahoe Rd, Centennial, CO 80122 • United States
106 N French Street, Breckenridge, CO 80424 • United States
405 Sixth St, Crested Butte, CO 81224 • United States
12000 Washington St, Thornton, CO 80241 • United States
701 South Zerex, Fraser, CO 80442 • United States
2720 S Colorado Blvd #700, Denver, CO 80222 • United States
25657 Conifer Road, Conifer, CO 80433 • United States
1000 North Summit Blvd., Frisco, CO 80443 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2013 | 07/2018 |
| Personal Capital Corporation | Denver | CO | 07/2018 | 10/2018 |
| Bancwest Investment Services | Cherry Creek | CO | 10/2018 | Present |
| Bank Of The West | Cherry Creek | CO | 10/2018 | Present |
| Lpl Financial Llc | Denver | CO | 07/2023 | Present |
1. 04/28/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-25 |
Reach out to this advisor