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Randy E. Domingue

J.P. Morgan Securities LLC

Bloomingdale, IL

CRD 6112691

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-06
IL RA APPROVED 2017-06-27
  • TX RA
    APPROVED
    Since 2018-11-06
  • IL RA
    APPROVED
    Since 2017-06-27

Branch Locations

137 S Gary Ave, Bloomingdale, IL 60108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Bloomingdale IL 03/2012 Present
J.P. Morgan Securities Llc Bloomingdale IL 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-23
S63 Uniform Securities Agent State Law Examination 2012-09-25
  • S66 Uniform Combined State Law Examination
    2017-06-23
  • S63 Uniform Securities Agent State Law Examination
    2012-09-25
Other Names
  • Randy E Domingue
  • Randy Eric Domingue

View on SEC IAPD

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