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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| IL | RA | APPROVED | 2020-11-13 |
Branch Locations
9540 W 144Th Pl Suite 1A, Orland Park, IL 60462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 06/2018 |
| Td Ameritrade | Tinley Park | IL | 06/2018 | 10/2020 |
| Edward Jones | St. Louis | MO | 11/2020 | Present |
Name of Outside Business: CELLAR DOOR; Investment Related: No; TINLEY PARK, IL; Nature of Outside Business: Music; Position: MUSICIAN; Start Date:1/7/2012; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Guitar player for a live cover band. * Self employed (Cellar Door) Type of business: Rock Band/Entertainment Frankfort, IL Start date: 1/1/2013 Lead Guitarist Hours per week: 2 Hours during trading: 0 Perform cover songs via lead guitar with 3 other individuals. Venues included are bars, restaurants, and private residence * *
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-25 |
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