Linda K Lyons

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → 07/2021
  Ubs Financial Services Inc.
  Brea, CA
• 07/2021 → Present
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA

Previous Registrations

• 2000-10-19 → 2021-08-06
  Ubs Financial Services Inc.
  Brea, CA
  Brea, CA

Other Businesses

INACTIVE CALIFORNIA CPA LICENSE; NOT INVESTMENT RELATED; SACRAMENTO,CA; START DATE 08/04/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; INACTIVE CPA. RENTAL PROPERTY; INVESTMENT RELATED; HUNTINGTON BEACH,CA; 100% OWNERSHIP; START DATE 06/01/2018; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.; TRUSTEE FOR SISTER AND BROTHER-IN-LAW, INV RELATED, DIAMOND BAR, CA, START: 3/23/2011, 0 HRS/MONTH, 0 HRS DURING TRADING. SOROPTIMIST INTERNATIONAL OF HUNTINGTON BEACH; NOT INV. RELATED; HUNTINGTON BEACH, CA; TREASURER; START DATE: 7/1/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; DUTIES: ATTEND MEETINGS, PAY VENDORS FOR SERVICES RENDERED, REIMBURSE MEMBERS FOR EXPENSES PAID, PARTICIPATE IN FUNDRAISING EVENTS AND VOTE ON ITEMS.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-03

Other Names

• Linda Kay Lyons