Richard Gregory Mchugh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 05/2019
  J.P. Morgan Securities Llc
  New York, NY
• 08/2012 → 05/2019
  J.P.MOrgan Chase Bank
  New York, NY
• 09/2018 → 04/2019
  Eldanri Llc
  Chicago, IL
• 05/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 05/2019 → Present
  Bank Of America, N.A.
  Bellevue, WA

Other Businesses

I*1415294 For profit or not for profit: Name of outside business organization: 8206 128th Ave NE LLC Investment related: N Address of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Holding company for rental property. I will be member and manager of the LLC.

Exams

• S66 Uniform Combined State Law Examination
  2019-05-14
• S63 Uniform Securities Agent State Law Examination
  2012-11-26

Other Names

• Richard Mchugh
• Richard Gregory Mchugh