Vivian G Monahan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 10/2022
  The Advisory Group
  Diamond Bar, CA
• 01/2021 → 10/2022
  Fsc Securities Corporation
  Diamond Bar, CA
• 10/2022 → Present
  Lpl Financial Llc
  Diamond Bar, CA

Previous Registrations

• 2022-03-01 → 2022-10-10
  Fsc Securities Corporation
  Diamond Bar, CA

Other Businesses

1- 01/2000 / The Advisory Group / DBA for LPL Business (entity for LPL business) / Investment Related / start date:01/2000 / @office / Diamond Bar, CA 2- 11/2020 / Vivian Monahan / Notary / Investment Related / start date:11/2020 / @office / Diamond Bar, CA 3- 08/2021 / The William & Vivian Monahan Living Trust 2021 / Act in a Fiduciary Capacity / Investment Related / start date: 08/12/2021 / @home address / Chino Hills, CA 4- 08/2012 / Vivian Monahan / Non-Variable Insurance / Investment Related / @office / Diamond Bar, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-02-28

Other Names

• Vivian Fernandez
• Vivian Lagarde
• Vivian Guerrero