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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2012-05-08 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Florham Park | NJ | 05/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.SKS Holdings LLC;Member: Participate in private investments since 10/2015 0 hours durning business and 0 hours after business 2.SKS WEN LLC; Investment related - Yes; Wendy's franchise; Sole Proprietor / Owner / Partner; 10/2018; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-23 |
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