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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
2600 E Bidwell St Ste 200, Folsom, CA 95630-6449 • United States
2277 Fair Oaks Blvd Stes 150, 155, Sacramento, CA 95825-5598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 01/2022 | 04/2023 |
| Wells Fargo Bank, Na | Roseville | CA | 05/2004 | 04/2023 |
| Fidelity Investments | Sacramento | CA | 05/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-99498|OrgNmn:Rental Properties|Org Addr:Roseville,California,US|OBA Nature:6 rental properties in Sacrame|Invst Rel:Y|Title:Owner|Duties:Property Management|StrtDt:05-30-23|TotHrs/mon:4|TrdHrs/mon:0|OBA-99477|OrgNmn:Ashdale Court Apartments HOA President|Org Addr:Sacramento,California,US|OBA Nature:Home Owners Association|Invst Rel:N|Title:President|Duties:Lead board meetings and work with the HOA management company|StrtDt:05-30-23|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-23 |
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