Jeffrey J Fogle

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2017
  Waddell & Reed, Inc
  Torrance, CA
• 02/2015 → 03/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Redondo Beach, CA
• 03/2017 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Torrance, CA
• 03/2017 → 08/2017
  Bank Of America, N.A.
  Torrance, CA
• 08/2017 → 12/2020
  Massmutual Life Insurance Company
  Newport Beach, CA
• 10/2017 → 12/2020
  Mml Investors Services
  Newport Beach, CA
• 12/2020 → 06/2023
  American United Life
  Corona, CA
• 02/2021 → 06/2023
  Oneamerica Securities
  Corona, CA
• 06/2023 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 02/2024 → Present
  Totus Wealth Management
  Glendora, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-02-04 → 2023-05-31
  Oneamerica Securities, Inc.
  Indianapolis, IN
  Corona, CA
• 2017-10-16 → 2020-12-09
  Mml Investors Services, Llc
  Los Angeles, CA
  Newport Beach, CA
• 2017-04-03 → 2017-08-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Torrance, CA
• 2015-07-07 → 2017-03-29
  Waddell & Reed
  Torrance, CA

Other Businesses

1. NAME OF OTHER BUSINESS: THE STRATEGY PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 12/2012, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES ANG LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2015-07-06
• S63 Uniform Securities Agent State Law Examination
  2012-11-01

Other Names

• Jj Fogle
• Jeffrey J Fogle
• Jeffrey Joseph Fogle
• Jeffrey Joseph Fogle
• Jeffrey Fogle