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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-24 |
| WA | RA | APPROVED | 2024-08-06 |
| VA | RA | APPROVED | 2024-06-26 |
| GA | RA | APPROVED | 2023-12-08 |
| MI | RA | APPROVED | 2022-11-09 |
| NC | RA | APPROVED | 2019-02-01 |
| AL | RA | APPROVED | 2019-01-03 |
| FL | RA | APPROVED | 2018-03-14 |
| SC | RA | APPROVED | 2018-03-01 |
Branch Locations
700 Nexton Square Dr., Summerville, SC 29486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Mount Pleasant | SC | 10/2012 | 01/2018 |
| Mml Investors Services | Mount Pleasant | SC | 11/2012 | 01/2018 |
| Guardian Life Insurance Co Of America | Summerville | SC | 02/2018 | Present |
| Park Avenue Securities | Summerville | SC | 02/2018 | Present |
1. Insurance other than Guardian This will allow to put client in products if they cant be placed with Guardian Start: 01/29/2018 Address: 136 West Richardson Avenue Summerville, SC 29483 5 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-15 |
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