Chase Phillip Polly

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 12/2022
  Horace Mann Investors, Inc
  Springfield, IL
• 03/2014 → Present
  First Choice Insurance & Financial Services
  Chambersburg, PA
• 12/2022 → Present
  Lincoln Investment
  Fort Washington, PA
• 12/2022 → Present
  Capital Analysts
  Fort Washington, PA
• 12/2022 → Present
  P.S. Insurance Agency, Llc
  Chambersburg, PA

Previous Registrations

• 2018-03-20 → 2022-12-22
  Horace Mann Investors, Inc.
  Springfield, IL
  Phoenix, AZ
  Chambersburg, PA

Other Businesses

FIRST CHOICE INSURANCE & FINANCIAL SERVICES LLC DBA POLLY FINANCIAL MANAGEMENT POSITION: Owner NATURE: Financial Services/Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/03/2016 ADDRESS: 430 Epic Drive, Chambersburg PA 17201, United States DESCRIPTION: DBA for Lincoln Investment business. HEALTHEQUITY WAGEWORKS POSITION: Broker/Agent for business plans NATURE: HSA, FSA, and HRA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/14/2023 ADDRESS: 430 Epic Dr, Chambersburg PA 17201, United States DESCRIPTION: I'd simply be the broker/agent for the HSA/HRA/FSA plans for small businesses. Coordinating enrollments and helping with questions throughout the year. BOOTS AND BRANCHES NATURE SCHOOL LLC POSITION: Treasurer NATURE: Nature School INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/06/2025 ADDRESS: 2116 Black Gap Rd, Fayetteville PA 17201, United States DESCRIPTION: This is my wife's business. I'm helping her with some of the basic business operations and all the financials. Bookkeeping, payroll processing and assisting with cash flow. Also, general business management, planning, and business establishment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-01-26
• S63 Uniform Securities Agent State Law Examination
  2013-01-19

Other Names

• Phillip Chase Polly