Ojas Viraj Sardesai

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

1639 Ulster Ave (Rte 9W), Lake Katrine, NY 12449 • United States

6740 Route 9, Rhinebeck, NY 12572 • United States

4011 Albany Post Rd. Hyde Park Mall, Hyde Park, NY 12538 • United States

4 Tucker Drive, Poughkeepsie, NY 12601 • United States

148 George St, Green Island, NY 12183 • United States

279 Main St, Grahamsville, NY 12740 • United States

98 Wolf Rd, Colonie, NY 12205 • United States

120 Mansion Blvd, Niskayuna, NY 12304 • United States

2532 Route 9, Malta, NY 12020 • United States

50-52 Main St, Chatham, NY 12037 • United States

7 Halfmoon Crossing, Halfmoon, NY 12065 • United States

561 Warren St, Hudson, NY 12534 • United States

1704 Western Ave, Albany, NY 12203 • United States

1925 Curry Rd, Rotterdam, NY 12306 • United States

851 New Loudon Rd, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Highland	NY	10/2012	Present
Hudson Valley Federal Credit Union	Highland	NY	06/2010	Present

10/2012 → Present

Lpl Financial Llc

Highland, NY
06/2010 → Present

Hudson Valley Federal Credit Union

Highland, NY

Other Businesses

1) 10/5/2017 - Hudson Valley Federal Credit Union Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start 10/09/2017 - 10 Hours Per Month/During Securities Trading 2) 10/3/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Hudson Valley Credit Union - Investment Related - At Reported Business Location(s) - Start Date 10/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-12-10

S63 Uniform Securities Agent State Law Examination

2012-12-10

Other Names

Ojas Sardesai

View on SEC IAPD