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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Financial Group | Brookfield | WI | 08/2016 | 10/2025 |
| Bmo | Hartland | WI | 05/2014 | 08/2016 |
| Prickly Pine Ultra Running Llc | North Prairie | WI | 01/2025 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2025 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 11/2025 | Present |
1. PRICKLY PINE ULTRA RUNNING, 209 CROOKED STICK PASS, NORTH PRAIRIE, , WISCONSIN, 53153, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/6/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER AND RACE DIRECTOR; NON INVESTMENT-RELATED. 2. FINANCIAL REPRESENTATIVE, EXECUTIVE BENEFITS NETWORK, COLI/BOLI, START DATE: 12/4/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 80+, SOLICITING BANKS AND CORPORATIONS FOR NON-QUALIFIED DEFERRED COMPENSATION PLANS; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-17 |
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