Kelly Ann Spengler

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  J.P. Morgan Securities Llc
  Chicago, IL
• 08/2012 → Present
  Jpmorgan Chase Bank Na
  Chicago, IL

Other Businesses

Entity Name: DePaul University Investment related: No "Address: 1 E Jackson Blvd Chicago IL 60604 https://www.depaul.edu/Pages/default.aspx" Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Professor - teach 1 undergrad class a semester. They are looking to build out a wealth management program and reached out as I am an alumni. I have to go through an interview process like a normal job interview, but was told to get pre-cleared first.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-19
• S63 Uniform Securities Agent State Law Examination
  2012-09-06

Other Names

• Kelly Schneider
• Kelly Spengler