Jose A Solis

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

1750 E Golf Road Suite 100, Schaumburg, IL 60173-5835 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Chicago	IL	08/2015	02/2017
E*Trade Capital Management Llc	Chicago	IL	08/2015	02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	02/2017	01/2022
Bank Of America, N.A.	Rolling Meadows	IL	08/2019	01/2022
Fidelity Investments	Deer Park	IL	01/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

08/2015 → 02/2017

E*Trade Securities Llc

Chicago, IL
08/2015 → 02/2017

E*Trade Capital Management Llc

Chicago, IL
02/2017 → 01/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
08/2019 → 01/2022

Bank Of America, N.A.

Rolling Meadows, IL
01/2022 → Present

Fidelity Investments

Deer Park, IL
03/2025 → Present

Fidelity Investments

Boston, MA

2022-02-09 → 2025-03-31

Fidelity Personal And Workplace Advisors

Deer Park, IL
2017-03-15 → 2022-01-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
2015-06-08 → 2017-02-28

Harrisdirect Llc

Chicago, IL

Arlington, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-08
S63	Uniform Securities Agent State Law Examination	2012-09-25