Michael Joseph Longo

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

420 Columbus Ave, Ste 200, Valhalla, NY 10595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America Inc.	Lavista	NE	06/2009	11/2020
Securities America Advisors	Lavista	NE	06/2009	11/2020
Lpl Financial, Llc	Larchmont	NY	11/2020	Present

06/2009 → 11/2020

Securities America Inc.

Lavista, NE
06/2009 → 11/2020

Securities America Advisors

Lavista, NE
11/2020 → Present

Lpl Financial, Llc

Larchmont, NY

Other Businesses

1. 11/27/2020 - Longo Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/01/2004 - 5 Hours Per Month - 1 Hour During Securities Trading - Time Spent 5% - Fixed annuities, term life insurance, whole life insurance, and LTC ins. 2. 11/27/2020 - Longo Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2004.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-12-17

S63 Uniform Securities Agent State Law Examination

2001-12-17