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Oneamerica Securities, Inc. CRD 4173
$306M regulatory AUM 8,795 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One American Square, Indianapolis, IN 46282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-19 |
| PA | RA | APPROVED | 2024-01-09 |
| TX | RA | APPROVED_RES | 2022-05-19 |
| AZ | RA | APPROVED | 2022-02-10 |
| CO | RA | APPROVED | 2021-05-05 |
| CA | RA | APPROVED | 2020-07-21 |
Branch Locations
One American Square, Indianapolis, IN 46282 • United States
5857 Owens Ave Suite 300, Carlsbad, CA 92008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Ontario | CA | 08/2012 | 02/2020 |
| The Prudential Insurance Company Of America | Ontario | CA | 08/2012 | 02/2020 |
| Padi | Beaumont | CA | 09/2006 | 06/2020 |
| American United Life | Carlsbad | CA | 06/2020 | Present |
| Oneamerica Securities | Carlsbad | CA | 07/2020 | Present |
Non-variable insurance sales (fixed life, fixed annuities, health, P&C)**Instructor: Scuba diving instructor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-15 |
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