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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-01
WI RA APPROVED 2018-01-23
  • IL RA
    APPROVED
    Since 2023-12-01
  • WI RA
    APPROVED
    Since 2018-01-23

Branch Locations

40 W. 47Th Street, Western Springs, IL 60558 • United States

1215 E. 31St St., Lagrange Park, IL 60526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Dunkirk MD 10/2015 01/2018
Capital One Advisors, Llc Dunkirk MD 10/2015 01/2018
Pnc Investments Pittsburgh PA 01/2018 Present
  • 10/2015 → 01/2018
    Capital One Investing, Llc
    Dunkirk, MD
  • 10/2015 → 01/2018
    Capital One Advisors, Llc
    Dunkirk, MD
  • 01/2018 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-04
  • S66 Uniform Combined State Law Examination
    2012-10-04

View on SEC IAPD

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