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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-01
  • TX RA
    APPROVED
    Since 2022-07-01

Branch Locations

5960 Berkshire Ln Suite 1150, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ellison Christopher, Llc Plano TX 08/2004 Present
Lpl Financial, Llc Dallas TX 08/2016 05/2022
Visionpoint Advisory Group Dallas TX 09/2016 05/2022
Beacon Pointe Advisors, Llc Dallas TX 06/2022 Present
Beacon Pointe Insurance Services Dallas TX 06/2022 Present
Purshe Kaplan Sterling Investments Albany NY 10/2023 Present
  • 08/2004 → Present
    Ellison Christopher, Llc
    Plano, TX
  • 08/2016 → 05/2022
    Dallas, TX
  • 09/2016 → 05/2022
    Visionpoint Advisory Group
    Dallas, TX
  • 06/2022 → Present
    Dallas, TX
  • 06/2022 → Present
    Beacon Pointe Insurance Services
    Dallas, TX
  • 10/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2016-08-01 → 2022-05-31
    Des Moines, IA
    Dallas, TX
  • 2016-08-12 → 2022-04-08
    Dallas, TX
  • 2012-10-02 → 2016-09-15
    Harbor Capital Management Inc
    Irving, TX
    Charlotte, NC
Other Businesses

1. Beacon Pointe Advisors, LLC; Yes; 5960 Berkshire Ln Ste 1150 Dallas, TX 75225; RIA; Senior Wealth Advisor; 06/2022; 160; 130; Financial Planning and Portfolio Management. 2. Fixed Insurance; Yes; 5960 Berkshire Ln Ste 1150 Dallas, TX 75225; Fixed / Traditional Insurance; Agent; 10/2023; 10; 10; Sales of Fixed / Traditional insurance products. 3. Ellison Christopher, LLC; No; 5851 Legacy Cir Plano, TX 75024; Benefits consulting; Owner; 08/2004; 10; 10; Employee benefits consultant. 4. Beacon Pointe Insurance Services, LLC; Yes; 24 Corporate Plaza Dr., STE., 150 Newport Beach, CA, 92660; Insurance Agency; Agent; 06/2022; 10; 10; Sale of insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-19
S65 Uniform Investment Adviser Law Examination 2012-08-03
  • S63 Uniform Securities Agent State Law Examination
    2016-12-19
  • S65 Uniform Investment Adviser Law Examination
    2012-08-03
Designations

View on SEC IAPD

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