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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-01-10 |
Branch Locations
3100 Smoketree Court Suite 1000, Raleigh, NC 27604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2012 | Present |
DBA: Oakbridge Financial Group, LLC (Partner); Oakbridge Financial Group, LLC (Owner/Managing Member, 2801 Stone Rock Dr Unit 101 Raleigh, NC 27604, 200 hr/mo, $0 annually) REALITY BENEFITS SERVICES, 210 LAKE DRIVE EAST, SUITE 310, CHERRY HILL, NJ 08002, SALES ASSOCIATE, SALES OF TAX ACCOUNT PROGRAM FOR WHICH REALITY SERVICES COLLECTS THE ADMINISTRATION FEE, 5/30/2023, 10 HRS/MO. DERGALIS ASSOCIATES LLC (Sales Associate) DERGALIS ASSOCIATES LLC, 210 LAKE DRIVE, 310 CHERRY HILL, NJ 08002, SALES ASSOCIATE, SALES OF GROUP AND INDIVIDUAL ANCILLARY PRODUCTS, 5/30/2023, 10 HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-27 |
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