John Russell Dee

Current Employers

Sterling Financial Advisors, Llc

Omaha, NE • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-02-28
NE	RA	APPROVED	2013-04-08

MN RA
APPROVED

Since 2018-02-28
NE RA
APPROVED

Since 2013-04-08

Branch Locations

Omaha, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterling Financial Advisors	Omaha	NE	08/2012	Present

08/2012 → Present

Sterling Financial Advisors

Omaha, NE

Other Businesses

Deeside on Manhattan Point, 12115 Whitefish Ave., Crosslake, MN 56442, not investment related, vacation cabin rental, owner, approximately 10 hours per month, 2 during trading hours. Facilitate rentals and accounting-related tasks.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-04-03

S65 Uniform Investment Adviser Law Examination

2013-04-03