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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-05-11 |
| TX | RA | APPROVED | 2018-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2012 | 09/2017 |
| P.T.C. Az Llc | Surprise | AZ | 08/2012 | 12/2017 |
| Family Dough | Mint Hill | NC | 04/2021 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2017 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2018 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 09/2017 | Present |
NAME OF BUSINESS: FAMILY DOUGH NON-INVESTMENT-RELATED ADDRESS: MINT HILL, NC NATURE OF BUSINESS: RESTAURANT POSITION: OWNER START DATE: 4/2021 APPROX. HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: DEEP GAP, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 10/2025 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-08 |
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