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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-02
  • TX RA
    APPROVED
    Since 2023-05-02

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Carrollton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 04/2014 07/2017
United Capital Financial Advisers, Llc Newport Beach CA 04/2014 07/2017
Personal Capital Dallas TX 07/2017 05/2019
Td Ameritrade Dallas TX 05/2019 01/2021
United Capital Irving TX 04/2014 06/2017
Aw Securities Addison TX 01/2021 02/2022
Allworth Financial Addison TX 01/2021 02/2022
Rfg Advisory, Llc Carrollton TX 02/2022 04/2023
Private Client Services Carrollton TX 03/2022 04/2023
Raymond James & Associates, Inc. Carrollton TX 04/2023 Present
  • 04/2014 → 07/2017
    Girard Securities, Inc.
    San Diego, CA
  • 04/2014 → 07/2017
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 07/2017 → 05/2019
    Personal Capital
    Dallas, TX
  • 05/2019 → 01/2021
    Td Ameritrade
    Dallas, TX
  • 04/2014 → 06/2017
    United Capital
    Irving, TX
  • 01/2021 → 02/2022
    Aw Securities
    Addison, TX
  • 01/2021 → 02/2022
    Allworth Financial
    Addison, TX
  • 02/2022 → 04/2023
    Carrollton, TX
  • 03/2022 → 04/2023
    Private Client Services
    Carrollton, TX
  • 04/2023 → Present
    Carrollton, TX
Previous Registrations
  • 2022-02-28 → 2023-04-12
    Carrollton, TX
    Vestavia Hills, AL
  • 2021-01-28 → 2022-02-16
    Folsom, CA
    Addison, TX
    Carrollton, TX
  • 2019-05-20 → 2021-01-06
    Td Ameritrade, Inc.
    San Diego, CA
  • 2017-07-20 → 2019-04-30
    Personal Capital Advisors Corporation
    Carrollton, TX
    Greenwood Village, CO
  • 2014-06-09 → 2017-07-07
    Irving, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-07
S63 Uniform Securities Agent State Law Examination 2012-12-28
  • S65 Uniform Investment Adviser Law Examination
    2014-06-07
  • S63 Uniform Securities Agent State Law Examination
    2012-12-28
Designations

View on SEC IAPD

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