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Lauren O'BRien

Edward Jones

Waunakee, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-03
WI RA APPROVED 2018-05-14
  • TX RA
    APPROVED_RES
    Since 2020-01-03
  • WI RA
    APPROVED
    Since 2018-05-14

Branch Locations

221 S Century Avenue, Waunakee, WI 53597-1249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Madison WI 08/2013 04/2018
Ameriprise Financial Services, Inc. Minneapolis MN 08/2012 04/2018
Edward Jones St Louis MO 05/2018 Present
  • 08/2013 → 04/2018
    Ameriprise Financial Services, Inc.
    Madison, WI
  • 08/2012 → 04/2018
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 05/2018 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-23
S63 Uniform Securities Agent State Law Examination 2012-09-22
  • S65 Uniform Investment Adviser Law Examination
    2014-12-23
  • S63 Uniform Securities Agent State Law Examination
    2012-09-22
Designations
Other Names
  • Lauren Marie Buxton
  • Lauren Marie O'BRien
  • Lauren Marie Obrien

View on SEC IAPD

Other Firms

MADISON PARTNERS
CETERA INVESTMENT ADVISERS LLC
401K INVESTMENT PROFESSIONALS
COORDINATED CAPITAL SECURITIES, INC.
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
HARBOUR INVESTMENTS, INC.

Other Investors

Aaron Brandon Johnson
Shelley Marie Moffatt
Mark Peter McFarland
Coty Allen Hainsey
RODNEY ALAN CUPP
Robert Pierangeli
BRADFORD JOHN JAKEL
JASON DONALD MARTY

Other Offices

MADISON PARTNERS · Waunakee, WI
CETERA INVESTMENT ADVISERS LLC · WAUNAKEE, WI
401K INVESTMENT PROFESSIONALS · WAUNAKEE, WI
EDWARD JONES · WAUNAKEE, WI
COORDINATED CAPITAL SECURITIES, INC. · WAUNAKEE, WI
LPL FINANCIAL LLC · WAUNAKEE, WI
EDWARD JONES · WAUNAKEE, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Waunakee, WI

More in Waunakee, WI

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