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Phillip Jesse Mortensen

Charles Schwab & Co., Inc.

Walnut Creek, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2016-04-28
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2016-04-28

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Walnut Creek CA 12/2015 Present
Charles Schwab Bank Ssb Walnut Creek CA 12/2015 Present
Other Businesses

1) Name not selected yet | Investment Related:No|Real Estate (Non-Agent/Broker)|Company owner|7/7/2023|Less than 20|0|AirBnB rental business. I would be purchasing and renting properties on AirBnb

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-28
S63 Uniform Securities Agent State Law Examination 2012-11-02
  • S65 Uniform Investment Adviser Law Examination
    2016-04-28
  • S63 Uniform Securities Agent State Law Examination
    2012-11-02

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
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