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Leslie Halpern

Valic Financial Advisors, Inc.

Houston, TX

CRD 6108794

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-16
DC RA APPROVED 2023-06-08
KY RA APPROVED 2023-03-23
IL RA APPROVED 2022-12-12
FL RA APPROVED 2022-12-06
DE RA APPROVED 2022-12-05
GA RA APPROVED 2022-12-05
LA RA APPROVED 2022-12-05
MD RA APPROVED 2022-12-05
MO RA APPROVED 2022-12-05
OH RA APPROVED 2022-12-05
CA RA APPROVED 2022-12-02
CO RA APPROVED 2022-12-02
CT RA APPROVED 2022-12-02
IN RA APPROVED 2022-12-02
ME RA APPROVED 2022-12-02
MI RA APPROVED 2022-12-02
MN RA APPROVED 2022-12-02
MS RA APPROVED 2022-12-02
NH RA APPROVED 2022-12-02
NJ RA APPROVED 2022-12-02
NY RA APPROVED 2022-12-02
NC RA APPROVED 2022-12-02
PA RA APPROVED 2022-12-02
RI RA APPROVED 2022-12-02
SC RA APPROVED 2022-12-02
VT RA APPROVED 2022-12-02
VA RA APPROVED 2022-12-02
WV RA APPROVED 2022-12-02
AL RA APPROVED 2022-12-01
TX RA APPROVED 2022-05-02
  • MA RA
    APPROVED
    Since 2023-06-16
  • DC RA
    APPROVED
    Since 2023-06-08
  • KY RA
    APPROVED
    Since 2023-03-23
  • IL RA
    APPROVED
    Since 2022-12-12
  • FL RA
    APPROVED
    Since 2022-12-06
  • DE RA
    APPROVED
    Since 2022-12-05
  • GA RA
    APPROVED
    Since 2022-12-05
  • LA RA
    APPROVED
    Since 2022-12-05
  • MD RA
    APPROVED
    Since 2022-12-05
  • MO RA
    APPROVED
    Since 2022-12-05
  • OH RA
    APPROVED
    Since 2022-12-05
  • CA RA
    APPROVED
    Since 2022-12-02
  • CO RA
    APPROVED
    Since 2022-12-02
  • CT RA
    APPROVED
    Since 2022-12-02
  • IN RA
    APPROVED
    Since 2022-12-02
  • ME RA
    APPROVED
    Since 2022-12-02
  • MI RA
    APPROVED
    Since 2022-12-02
  • MN RA
    APPROVED
    Since 2022-12-02
  • MS RA
    APPROVED
    Since 2022-12-02
  • NH RA
    APPROVED
    Since 2022-12-02
  • NJ RA
    APPROVED
    Since 2022-12-02
  • NY RA
    APPROVED
    Since 2022-12-02
  • NC RA
    APPROVED
    Since 2022-12-02
  • PA RA
    APPROVED
    Since 2022-12-02
  • RI RA
    APPROVED
    Since 2022-12-02
  • SC RA
    APPROVED
    Since 2022-12-02
  • VT RA
    APPROVED
    Since 2022-12-02
  • VA RA
    APPROVED
    Since 2022-12-02
  • WV RA
    APPROVED
    Since 2022-12-02
  • AL RA
    APPROVED
    Since 2022-12-01
  • TX RA
    APPROVED
    Since 2022-05-02

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Houston TX 06/2012 10/2019
Futurity First Sugarland TX 04/2014 10/2019
Horace Mann Companies Springfield IL 10/2019 12/2021
Horace Mann Investors Inc Springfield IL 10/2019 12/2021
Valic Financial Advisors Houston TX 04/2022 Present
Unemployed Houston TX 12/2021 04/2022
Agia Houston TX 12/2022 Present
  • 06/2012 → 10/2019
    Massmutual Life Insurance Company
    Houston, TX
  • 04/2014 → 10/2019
    Futurity First
    Sugarland, TX
  • 10/2019 → 12/2021
    Horace Mann Companies
    Springfield, IL
  • 10/2019 → 12/2021
    Horace Mann Investors Inc
    Springfield, IL
  • 04/2022 → Present
    Valic Financial Advisors
    Houston, TX
  • 12/2021 → 04/2022
    Unemployed
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products L H SERVICES, LLC POSITION: Manager NATURE: Pass through company for Dome City Financial INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2012 ADDRESS: 8802 Linkpass, Houston TX 77025, United States DESCRIPTION: No duties, no assets , no employees , no revenue DOME CITY INSURANCE SERVICES , LLC POSITION: Manager NATURE: Insurance Agency for P& C insurance, There isn't any clients INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2012 ADDRESS: 8802 Linkpass, Houston TX 77025, United States DESCRIPTION: No duties , no clients no business DOME CITY FINANCIAL SERVICES POSITION: Manager NATURE: Was a Payday loan business . Have no clients in process of selling the company /licenses INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2012 ADDRESS: 8802 Linkpass, Houston TX 77025, United States DESCRIPTION: no nothing WAREHOUSE RENTAL POSITION: Property Owner NATURE: I have owned this Warehouse since 11/1990. It is a rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 6830 Burkett, Houston TX 77021, United States DESCRIPTION: Own , rent property, pay taxes, & insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-30
S63 Uniform Securities Agent State Law Examination 2020-05-16
  • S65 Uniform Investment Adviser Law Examination
    2022-01-30
  • S63 Uniform Securities Agent State Law Examination
    2020-05-16
Other Names
  • Leslie Halpern
  • Leslie Paul Halpern

View on SEC IAPD

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