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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-28
  • TX RA
    APPROVED
    Since 2023-07-28

Branch Locations

2629 Plaza Pkwy, Ste. B16, Wichita Falls, TX 76308-3875 • United States

Burkburnett, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Wichita Falls TX 09/2012 07/2023
Thrivent Financial For Lutherans Appleton WI 01/2013 07/2023
Ameriprise Financial Services, Llc Wichita Falls TX 07/2023 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; Aetna; 01/12/2021; Medicare Supplement / United American; 09/12/2024; Medicare Supplement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-02
  • S66 Uniform Combined State Law Examination
    2012-11-02
Designations
Other Names
  • Cody B Moody
  • Cody Moody
  • Cody Moody

View on SEC IAPD

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