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Jonathan Ho Wang

Wells Fargo Clearing Services, LLC

Irvine, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-29
  • CA RA
    APPROVED
    Since 2025-08-29

Branch Locations

6360 Irvine Blvd, Irvine, CA 92620 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Mateo CA 12/2014 10/2016
Fidelity Brokerage Services Llc Mountain View CA 11/2016 12/2017
Charles Schwab & Co., Inc. Brea CA 01/2018 08/2025
Charles Schwab Bank, Ssb Brea CA 01/2018 08/2025
Wells Fargo Clearing Services, Llc Irvine CA 08/2025 Present
Previous Registrations
  • 2018-02-01 → 2025-09-03
    Charles Schwab & Co., Inc.
    Brea, CA
    Seal Beach, CA
  • 2016-11-30 → 2017-12-19
    Strategic Advisers Llc
    Mountain View, CA
  • 2015-01-02 → 2016-10-25
    Td Ameritrade, Inc.
    San Mateo, CA
  • 2015-01-02 → 2016-10-25
    Td Ameritrade Investment Management, Llc
    San Mateo, CA
  • 2013-05-07 → 2014-11-26
    Equitable Advisors, Llc
    Irvine, CA
  • 2012-11-08 → 2013-04-19
    J P Turner & Company Capital Management, Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-05
  • S66 Uniform Combined State Law Examination
    2012-10-05
Designations
Other Names
  • Jonathan Ho Wang
  • Jonathan Wang

View on SEC IAPD

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Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

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