Hailey Jo Broten

Current Employers

Employment History

• 08/2012 → 07/2021
  Principal Life Insurance Company
  Des Moines, IA
• 08/2012 → 07/2021
  Principal Securities Inc
  Des Moines, IA
• 07/2021 → 12/2024
  Principal Funds Distributor
  Des Moines, IA
• 12/2024 → Present
  Lincoln Savings Bank
  Cedar Falls, IA
• 12/2024 → Present
  Lpl Financial
  Cedar Falls, IA
• 09/2025 → Present
  Lsb Wealth Management
  Cedar Falls, IA

Other Businesses

1 - 12/13/2024 - Broten Travel - Business Owner - Not Inv Related - 4 Hours/Month - OBA Start Date: 08/01/2012. 2- 12/13/2024 - LSB Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3. 10/06/2025 - LSB Capital Management, Inc. - Registered Investment Advisor Hybrid - Inv Related - At reported business location(s) - Start date: 10/2/2025 - 80hrs/mnth 4 hrs during Trading. I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2025-09-20
• S63 Uniform Securities Agent State Law Examination
  2018-05-11

Other Names

• Hailey Jo Bergmann
• Hailey Broten