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Alexis Nicole Vasquez

Brookstone Wealth Advisors, LLC

Wheaton, IL

Westlake Village, CA

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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-04-08
  • CA RA
    APPROVED
    Since 2019-04-08

Branch Locations

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

5743 Corsa Ave. Suite 109, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Woodland Hills CA 03/2016 04/2017
Horter Investment Management Cincinnati OH 04/2017 04/2019
Generations Wealth Advisors Llc Woodland Hills CA 09/2017 02/2019
Retirement Wealth Advisors Woodland Hills CA 04/2019 Present
  • 03/2016 → 04/2017
    Unemployed
    Woodland Hills, CA
  • 04/2017 → 04/2019
    Horter Investment Management
    Cincinnati, OH
  • 09/2017 → 02/2019
    Generations Wealth Advisors Llc
    Woodland Hills, CA
  • 04/2019 → Present
    Retirement Wealth Advisors
    Woodland Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-30
  • S66 Uniform Combined State Law Examination
    2013-04-30
Other Names
  • Alexis Lizarraga

View on SEC IAPD

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DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL
EDWARD JONES · WHEATON, IL

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