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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-20 |
| CO | RA | APPROVED | 2017-11-02 |
Branch Locations
6465 S Greenwood Plaza Blvd Suite 325, Greenwood Village, CO 80111 • United States
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 10/2012 | 11/2017 |
| Securian Financial Services, Inc. | St Paul | MN | 10/2012 | 11/2017 |
| Gcg Financial | Greenwood Village | CO | 10/2012 | Present |
| Triad Advisors Inc. | Norcross | GA | 11/2017 | 08/2024 |
| Alera Investment Advisors, Llc | Greenwood Village | CO | 11/2017 | Present |
| Osaic Wealth, Inc. | Greenwood Village | CO | 08/2024 | Present |
1) GCG Financial;investment related;Same address;fixed business;broker;10/2012;varies;varies;provide fixed business products to clients-ltc,property casualty,disability insurance,group benefits 2)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;advisor;11/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 3) ALERA INVESTMENT ADVISORS POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Ste 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 4) ALERA GROUP POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a w-2 employee of Alera Group 5) FIXED INSURANCE POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Ste 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-08 |
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