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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-20
CO RA APPROVED 2017-11-02
  • TX RA
    APPROVED
    Since 2018-04-20
  • CO RA
    APPROVED
    Since 2017-11-02

Branch Locations

6465 S Greenwood Plaza Blvd Suite 325, Greenwood Village, CO 80111 • United States

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 10/2012 11/2017
Securian Financial Services, Inc. St Paul MN 10/2012 11/2017
Gcg Financial Greenwood Village CO 10/2012 Present
Triad Advisors Inc. Norcross GA 11/2017 08/2024
Alera Investment Advisors, Llc Greenwood Village CO 11/2017 Present
Osaic Wealth, Inc. Greenwood Village CO 08/2024 Present
  • 10/2012 → 11/2017
    Minnesota Life Ins Co
    St Paul, MN
  • 10/2012 → 11/2017
    Securian Financial Services, Inc.
    St Paul, MN
  • 10/2012 → Present
    Gcg Financial
    Greenwood Village, CO
  • 11/2017 → 08/2024
    Triad Advisors Inc.
    Norcross, GA
  • 11/2017 → Present
    Greenwood Village, CO
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Greenwood Village, CO
Previous Registrations
  • 2013-03-13 → 2017-11-02
    Securian Financial Services, Inc.
    Greenwood Village, CO
Other Businesses

1) GCG Financial;investment related;Same address;fixed business;broker;10/2012;varies;varies;provide fixed business products to clients-ltc,property casualty,disability insurance,group benefits 2)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;advisor;11/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 3) ALERA INVESTMENT ADVISORS POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Ste 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 4) ALERA GROUP POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a w-2 employee of Alera Group 5) FIXED INSURANCE POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Ste 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-08
  • S66 Uniform Combined State Law Examination
    2013-03-08
Other Names
  • Chris Strubel

View on SEC IAPD

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