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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2015-07-28 |
| CT | RA | APPROVED | 2015-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 06/2015 | Present |
| Bank Of America, N.A. | Albany | NY | 01/2022 | Present |
I*82561 For profit or not for profit: For-Profit Organization Name of outside business organization: Pegasus Restaurant inc Investment related: N Address of business: West Coxsackie, New York 12051 Nature of business: Corporation, Position, title, association: , Start date of relationship: 1/1/1990 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Family owned restaurant, I help on weekends or holidays if needed, Cooking, bartending.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-15 |
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