Stacy Marlene Paradise

Current Employers

Employment History

• 10/2009 → 01/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Modesto, CA
• 12/2016 → 11/2017
  Girard Securities
  San Diego, CA
• 01/2017 → Present
  United Capital Financial Advisors, Llc
  Irving, TX
• 11/2017 → 06/2020
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2022-06-16 → 2022-06-16
  Goldman Sachs & Co. Llc
  Modesto, CA
  Newport Beach, CA
• 2017-11-01 → 2019-07-15
  Cetera Wealth Services, Llc
  Modesto, CA
• 2017-01-13 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Modesto, CA
• 2009-10-23 → 2017-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Modesto, CA
  Modesto, CA
  Roseville, CA
  Modesto, CA
  Modesto, CA
• 2007-04-25 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Modesto, CA
  Modesto, CA
  Roseville, CA
• 2007-03-29 → 2007-04-23
  Wamu Investments, Inc.
  Modesto, CA
  Modesto, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES DBA UNITED CAPITAL RISK MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/13/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH AND ANNUITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-27
• S63 Uniform Securities Agent State Law Examination
  2000-06-26

Other Names

• Stacy Marlene Freeman
• Stacy Marlene Paradise
• Stacy Paradise Dauphinais
• Stacy Paradise-Dauphinais
• Stacy M Paradise