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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-09-10 |
Branch Locations
1 Meridian Vis Dr Ste 255, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | Las Vegas | NV | 06/2014 | 07/2020 |
| Massmutual Life Insurance Company | Las Vegas | NV | 06/2014 | 07/2020 |
| Guardian Life Insurance Company | Las Vegas | NV | 07/2020 | Present |
| Park Avenue Securities | Las Vegas | NV | 07/2020 | Present |
1) Las Vegas Pride Board of Directors: TREASURER, Start date: 01/01/2019, Address: 4001 S. Decatur Blvd. #37-540, Las Vegas, NV 89103-5800, 5 total hours per month; 0 during normal securities trading hours, No annual compensation, Not investment related, 2) Real Estate Sales: I am a licensed Nevada Real Estate Licensee. I help buy and sell real property in Nevada, Start date: 12/01/2018, Address: 5550 N Painted Mirage Drive #140, LV, NV 89149, 20 total hours per month; 10 during normal securities trading hours, More than 10% annual compensation, Investment related, 3) President of Consolidated Association of Prides, Inc.-Manage and foster existing relationships with member non-profit organizations, Start date: 03/01/2024, Address: 3620 30th Street, San Diego, Ca 92104, 5 total hours per month; 0 during normal securities trading hours, No annual compensation, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-18 |
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