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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-10 |
| CO | RA | APPROVED | 2026-05-18 |
| AL | RA | APPROVED | 2026-03-05 |
| GA | RA | APPROVED | 2026-01-07 |
| MN | RA | APPROVED | 2025-09-23 |
| AK | RA | APPROVED | 2025-04-03 |
| MI | RA | APPROVED | 2024-11-04 |
| KY | RA | APPROVED | 2024-08-29 |
| MD | RA | APPROVED | 2024-08-05 |
| FL | RA | APPROVED | 2024-04-25 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2021-04-15 |
| NC | RA | APPROVED | 2021-03-29 |
| AZ | RA | APPROVED | 2020-11-16 |
| WV | RA | APPROVED | 2019-09-26 |
| CT | RA | APPROVED | 2019-01-28 |
| MA | RA | APPROVED | 2019-01-17 |
| WA | RA | APPROVED | 2017-02-28 |
| NJ | RA | APPROVED | 2017-02-24 |
| VA | RA | APPROVED | 2017-02-22 |
| CA | RA | APPROVED | 2016-10-27 |
| DE | RA | APPROVED | 2016-09-12 |
| OH | RA | APPROVED | 2016-07-29 |
| PA | RA | APPROVED | 2016-07-18 |
Branch Locations
8425 Pulsar Place Suite 450, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Pittsburgh | PA | 06/2012 | 06/2024 |
| Park Avenue Securities | Pittsburgh | PA | 05/2015 | 06/2024 |
| Park Avenue Securities | Columbus | OH | 06/2024 | Present |
| Guardian Life Insurance Company | Columbus | OH | 06/2024 | Present |
| Guardian Life Insurance Company | Dublin | OH | 06/2024 | Present |
| Park Avenue Securities | Dublin | OH | 06/2024 | Present |
1) Research Assessing Resident Physician's Financial Literacy-volunteer role to aid in a research project with Dr. Honda Kord from University Hospitals in Cleveland, Start date: 01/01/2020, Address: 315 Altoona pl., Pittsburg PA 15243, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 2) Insurance products other than those offered through Guardian and its subsidiaries, Start Date: 7/30/26, Nature: Insurance Sales, Address: 7117 Emmet Row Ln Dublin Ohio 43017, Duties: Independent Contractor selling insurance other than Guardian, 2 total hours per month; 2 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-15 |
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