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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-10
CO RA APPROVED 2026-05-18
AL RA APPROVED 2026-03-05
GA RA APPROVED 2026-01-07
MN RA APPROVED 2025-09-23
AK RA APPROVED 2025-04-03
MI RA APPROVED 2024-11-04
KY RA APPROVED 2024-08-29
MD RA APPROVED 2024-08-05
FL RA APPROVED 2024-04-25
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2021-04-15
NC RA APPROVED 2021-03-29
AZ RA APPROVED 2020-11-16
WV RA APPROVED 2019-09-26
CT RA APPROVED 2019-01-28
MA RA APPROVED 2019-01-17
WA RA APPROVED 2017-02-28
NJ RA APPROVED 2017-02-24
VA RA APPROVED 2017-02-22
CA RA APPROVED 2016-10-27
DE RA APPROVED 2016-09-12
OH RA APPROVED 2016-07-29
PA RA APPROVED 2016-07-18
  • SC RA
    APPROVED
    Since 2026-07-10
  • CO RA
    APPROVED
    Since 2026-05-18
  • AL RA
    APPROVED
    Since 2026-03-05
  • GA RA
    APPROVED
    Since 2026-01-07
  • MN RA
    APPROVED
    Since 2025-09-23
  • AK RA
    APPROVED
    Since 2025-04-03
  • MI RA
    APPROVED
    Since 2024-11-04
  • KY RA
    APPROVED
    Since 2024-08-29
  • MD RA
    APPROVED
    Since 2024-08-05
  • FL RA
    APPROVED
    Since 2024-04-25
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • NC RA
    APPROVED
    Since 2021-03-29
  • AZ RA
    APPROVED
    Since 2020-11-16
  • WV RA
    APPROVED
    Since 2019-09-26
  • CT RA
    APPROVED
    Since 2019-01-28
  • MA RA
    APPROVED
    Since 2019-01-17
  • WA RA
    APPROVED
    Since 2017-02-28
  • NJ RA
    APPROVED
    Since 2017-02-24
  • VA RA
    APPROVED
    Since 2017-02-22
  • CA RA
    APPROVED
    Since 2016-10-27
  • DE RA
    APPROVED
    Since 2016-09-12
  • OH RA
    APPROVED
    Since 2016-07-29
  • PA RA
    APPROVED
    Since 2016-07-18

Branch Locations

Dublin, OH • United States

8425 Pulsar Place Suite 450, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Pittsburgh PA 06/2012 06/2024
Park Avenue Securities Pittsburgh PA 05/2015 06/2024
Park Avenue Securities Columbus OH 06/2024 Present
Guardian Life Insurance Company Columbus OH 06/2024 Present
Guardian Life Insurance Company Dublin OH 06/2024 Present
Park Avenue Securities Dublin OH 06/2024 Present
  • 06/2012 → 06/2024
    Guardian Life Ins
    Pittsburgh, PA
  • 05/2015 → 06/2024
    Park Avenue Securities
    Pittsburgh, PA
  • 06/2024 → Present
    Park Avenue Securities
    Columbus, OH
  • 06/2024 → Present
    Guardian Life Insurance Company
    Columbus, OH
  • 06/2024 → Present
    Guardian Life Insurance Company
    Dublin, OH
  • 06/2024 → Present
    Park Avenue Securities
    Dublin, OH
Other Businesses

1) Research Assessing Resident Physician's Financial Literacy-volunteer role to aid in a research project with Dr. Honda Kord from University Hospitals in Cleveland, Start date: 01/01/2020, Address: 315 Altoona pl., Pittsburg PA 15243, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 2) Insurance products other than those offered through Guardian and its subsidiaries, Start Date: 7/30/26, Nature: Insurance Sales, Address: 7117 Emmet Row Ln Dublin Ohio 43017, Duties: Independent Contractor selling insurance other than Guardian, 2 total hours per month; 2 during securities trading hours, Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-15
  • S66 Uniform Combined State Law Examination
    2016-06-15
Other Names
  • Mark Louis Bucklaw

View on SEC IAPD

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