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Anthony Lee Seitz

J.P. Morgan Securities LLC

Pacific Grove, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-03
CA RA APPROVED 2018-04-10
  • TX RA
    APPROVED_RES
    Since 2026-03-03
  • CA RA
    APPROVED
    Since 2018-04-10

Branch Locations

170 Country Club Gate Center, Pacific Grove, CA 93950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Osos CA 10/2012 11/2018
Jpmorgan Chase Bank, Na San Luis Obispo CA 11/2018 07/2020
Jp Morgan Securities Llc San Luis Obispo CA 11/2018 07/2020
Jpmorgan Chase Bank, Na Los Osos CA 04/2013 11/2018
Jp Morgan Securities Llc Pacific Grove, CA 08/2020 Present
Jpmorgan Chase Bank, Na Pacific Grove CA 08/2020 Present
  • 10/2012 → 11/2018
    J.P. Morgan Securities Llc
    Los Osos, CA
  • 11/2018 → 07/2020
    Jpmorgan Chase Bank, Na
    San Luis Obispo, CA
  • 11/2018 → 07/2020
    Jp Morgan Securities Llc
    San Luis Obispo, CA
  • 04/2013 → 11/2018
    Jpmorgan Chase Bank, Na
    Los Osos, CA
  • 08/2020 → Present
    Jp Morgan Securities Llc
    Pacific Grove,, CA
  • 08/2020 → Present
    Jpmorgan Chase Bank, Na
    Pacific Grove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-06
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2018-04-06
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
Other Names
  • Tony Seitz

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PACIFC GROVE, CA
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