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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-16
IA RA APPROVED 2018-10-23
  • TX RA
    APPROVED_RES
    Since 2021-06-16
  • IA RA
    APPROVED
    Since 2018-10-23

Branch Locations

1059 Longfellow Dr Ste A, Hiawatha, IA 52233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Hiawatha IA 06/2018 Present
Principal Securities Inc Hiawatha IA 06/2018 Present
Hardscape Solutions Cedar Rapids IA 06/2010 06/2018
Union Financial, Inc. Menimonee Falls WI 02/2019 05/2022
  • 06/2018 → Present
    Principal Life Insurance Company
    Hiawatha, IA
  • 06/2018 → Present
    Hiawatha, IA
  • 06/2010 → 06/2018
    Hardscape Solutions
    Cedar Rapids, IA
  • 02/2019 → 05/2022
    Union Financial, Inc.
    Menimonee Falls, WI
Other Businesses

**Outside Insurance; Investment Related; Cedar Rapids, IA; Agent; Fixed LI, DI, Annuities, LTC; Start Date: 11/01/2018; 1 hrs per month; 1 during trading hours. **NAIFA EASTERN IOWA CHAPTER POSITION: Program Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: PO Box 10652, Cedar Rapids IA 52410, United States DESCRIPTION: Organize events including location, schedule, presenters, topics, and to provide continuing education opportunities to our members. **INSURANCE POSITION: Cedar Wealth Advisors, LLC NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 07/16/2025 ADDRESS: 1059 Longfellow Dr STE A, Hiawatha IA 52233, United States DESCRIPTION: I am establishing a limited liability company, Cedar Wealth Advisors, LLC and there are no changes to business operations. Products and services will be offered in Securities, Investments, Fixed Life, Fixed annuities, Long-term care insurance, Variable Annuities, and Indexed annuities that are available with Principal Securities, Principal Life, and the Preferred Product Network.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
  • S66 Uniform Combined State Law Examination
    2018-10-22
Other Names
  • Tyler Richard Auman
  • Tyler Auman

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