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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-08-23 |
| TX | RA | APPROVED_RES | 2024-08-19 |
Branch Locations
400 Winslow Way East Suite 200, Bainbridge Island, WA 98110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Bainbridge Island | WA | 07/2012 | 08/2024 |
| City National Bank | Bainbridge Island | WA | 11/2020 | 08/2024 |
| Morgan Stanley Smith Barney Llc | Silverdale | WA | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-30 |
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