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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-06-28
  • MO RA
    APPROVED
    Since 2021-06-28

Branch Locations

4931 Lindell Blvd. Ste 150, St Louis, MO 63108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc St. Louis MO 06/2016 08/2017
Cetera Advisor Networks Llc Saint Louis MO 08/2017 06/2021
Lpl Financial Saint Louis MO 06/2021 Present
  • 06/2016 → 08/2017
    St. Louis, MO
  • 08/2017 → 06/2021
    Cetera Advisor Networks Llc
    Saint Louis, MO
  • 06/2021 → Present
    Lpl Financial
    Saint Louis, MO
Previous Registrations
  • 2017-08-23 → 2021-07-01
    Cetera Wealth Services, Llc
    St Louis, MO
    St. Louis, MO
  • 2016-06-20 → 2017-09-01
    St. Louis, MO
  • 2012-12-10 → 2016-06-21
    St Louis, MO
    Sunset Hills, MO
    St Louis, MO
    St Louis, MO
Other Businesses

1) 06/24/2021 - West End Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 2) 06/24/2021 - Real Estate Rental - Owner - Inv Rel - St. Louis, MO - Start: 01/2020 3) 06/03/2026 - Allogroom, LLC - Business Owner - Not Investment Related - Saint Louis, MO - Start Date 03/16/2026 - 10 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-12
  • S66 Uniform Combined State Law Examination
    2012-10-12
Designations
Other Names
  • Steve Mayer

View on SEC IAPD

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