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Robert Edward Mante

Osaic Institutions, Inc.

New York, NY

CRD 6107339

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-15
  • NY RA
    APPROVED
    Since 2021-07-15

Branch Locations

470 Park Avenue South, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amalgamated Bank New York NY 10/2011 Present
Infinex Investments, Inc. Napa CA 07/2016 Present
  • 10/2011 → Present
    Amalgamated Bank
    New York, NY
  • 07/2016 → Present
    Infinex Investments, Inc.
    Napa, CA
Previous Registrations
  • 2012-11-27 → 2016-07-01
    Essex National Securities, Llc
    New York, NY
    New York, NY
    Napa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-26
  • S66 Uniform Combined State Law Examination
    2012-11-26

View on SEC IAPD

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