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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED_RES | 2025-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Donaldson Education | Metairie | LA | 07/2015 | 01/2021 |
| Benefit Planning Group | Metairie | LA | 09/2010 | 09/2025 |
| Act College Testing Services | Covington | LA | 08/2000 | Present |
| Lpl Financial, Llc | Metairie | LA | 09/2015 | Present |
| Strategic Financial Concepts, Llc | Metairie | LA | 05/2016 | Present |
1. 9/11/2015: Fed by Ed LLC - Investment Related - 124 Summer St, Covington, LA 70433 - Business Entity For Tax/Investment Purposes Only - Started 2005 - 0 Hours Per Month. 2. 08/21/2025 - d'Hemecourt Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date: 09/01/2025 - 160 Hours Per Month 7 hrs During Securities Trading 3. 10/08/2025- d'Hemecourt Wealth Management- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/25/2025- 10 Hours PEr Month- 5 Hours During Trading 4. 10/06/2025- Bryant and Stratton College- teaching/training- Not INV Related- At Albany ,NY - Start date 09/02/2025- 12 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 2016-04-13 |
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