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Mark Lockwood Sikich

Edelman Financial Engines

Roseville, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-03-09
TX RA APPROVED_RES 2016-03-09
  • CA RA
    APPROVED
    Since 2016-03-09
  • TX RA
    APPROVED_RES
    Since 2016-03-09

Branch Locations

2901 Douglas Blvd Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2013 11/2016
Financial Engines Advisors L.L.C. Roseville CA 11/2016 10/2018
Financial Engines Advisors L.L.C. Roseville CA 11/2018 01/2023
Financial Engines Advisors L.L.C. Santa Clara CA 01/2023 Present
  • 07/2013 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 10/2018
    Financial Engines Advisors L.L.C.
    Roseville, CA
  • 11/2018 → 01/2023
    Financial Engines Advisors L.L.C.
    Roseville, CA
  • 01/2023 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2013-07-18 → 2016-12-01
    Financial Engines Advisor Center, Llc
    Overland Park, KS
    Roseville, CA
  • 2012-11-28 → 2013-07-22
    Td Ameritrade, Inc.
    Draper, UT
    Roseville, CA
  • 2012-11-28 → 2013-07-22
    Td Ameritrade Investment Management, Llc
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-20
  • S66 Uniform Combined State Law Examination
    2012-11-20

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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