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8807 Indian Hills Drive, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-08-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2012 | 10/2018 |
| Northwestern Mutual Investment Services, Llc | Omaha | NE | 02/2013 | 10/2018 |
| Northwestern Mutual Wealth Management Co. | Milwaukee | WI | 08/2017 | 10/2018 |
| Securities America, Inc. | Brock | NE | 10/2018 | 04/2020 |
| Sequent Planning, Llc | Brock | NE | 06/2020 | Present |
1) Auburn Country Club - Board President. Non-profit. Not Investment-Related. 1 hr/month spent on this activity, not during business hours. Start Date: 10/17/2016 Address: 72722 Highway 75, Auburn NE 68305 2) Insurance Agent - 10/2018 to Present. Investment-Related. 73430 637 Avenue, Brock, NE 68320. Duties include providing insurance products and services to clients and prospects. 40 hrs/month spent on this activity, all during business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-21 |
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