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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
2211 Michelson Drive Suites 100 & 120, Irvine, CA 92612-1386 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Long Beach | CA | 03/2013 | 06/2019 |
| Kinetic Investment Management, Inc. | Los Angeles | CA | 07/2019 | 07/2020 |
| Fidelity Investments | Houston | TX | 07/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-15782|OrgNmn:Chuckie Mac LLC|Org Addr:Huntington,California,US|OBA Nature:Consulting, no longer working |Invst Rel:N|Title:Owner|Duties:None, no longer working here. Paying off credit card then closing company per Fidelity compliance.|StrtDt:01-08-20|TotHrs/mon:1|TrdHrs/mon:0|OBA-15701|OrgNmn:H.O.P.E. LLC|Org Addr:Norco,California,US|OBA Nature:Dog training and boarding.|Invst Rel:N|Title:CFO and part owner.|Duties:Manage from a distance and occassionally authorize cash disbursement to employees and other owners.|StrtDt:11-28-18|TotHrs/mon:4|TrdHrs/mon:0|OBA-124152|OrgNmn:DUBER LLC|Org Addr:ANAHEIM,California,US|OBA Nature:DOG TRANSPORTATION|Invst Rel:N|Title:OWNER|Duties:MONITOR FINANCIALS|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-18 |
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