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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-09-19
  • OH RA
    APPROVED
    Since 2012-09-19

Branch Locations

5600 Monroe St Suite 203B, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington Local School Toledo OH 08/2003 Present
Primerica Finanical Services Sylvania OH 07/2011 Present
Pfs Investments Inc Sylvania OH 08/2012 Present
  • 08/2003 → Present
    Washington Local School
    Toledo, OH
  • 07/2011 → Present
    Primerica Finanical Services
    Sylvania, OH
  • 08/2012 → Present
    Sylvania, OH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Maintaining farm land and rental homes. La Pennington LLC, Partner, Investment related, Swanton, OH 43558-9092, 6/3/2020 to Present, 2 to 3 hours per month (0 hours per month during securities trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-06
  • S63 Uniform Securities Agent State Law Examination
    2019-11-06

View on SEC IAPD

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