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Lauren Michelle Romaguera

Charles Schwab & Co., Inc.

Orlando, FL

Westlake, TX

CRD 6106383

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-04-20
  • FL RA
    APPROVED
    Since 2020-04-20

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 08/2012 Present
Charles Schwab Bank Orlando FL 07/2019 03/2020
Other Businesses

1) Lauren Romaguera Landlord | Investment Related:No|1177 paseo del mar unit C|casselberry|fl|32707|usa|Real Estate (Non-Agent/Broker)|Landlord|7/15/2026|Less than 20|0|My husband and I own a condo and are renting it out/using it as a long-term rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-03
S63 Uniform Securities Agent State Law Examination 2016-03-21
  • S65 Uniform Investment Adviser Law Examination
    2020-02-03
  • S63 Uniform Securities Agent State Law Examination
    2016-03-21
Other Names
  • Lauren Michelle Lucas

View on SEC IAPD

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